Biology › Nutrition, digestion and health evidence › Cholesterol, atheroma and what a risk factor licenses
Cholesterol, atheroma and what a risk factor licenses
Your liver makes more cholesterol before breakfast than most breakfasts contain, because without it you would have no membranes, no steroid hormones, no bile salts and no vitamin D. The problem is never the molecule. It is what happens when the particles carrying it get into an artery wall and stay there.
Before this Cholesterol in the phospholipid bilayer · Receptor-mediated endocytosis · The structure of arteries and the cardiac cycle · Correlation, confounding and study design
Before you start
HDL and LDL are two kinds of cholesterol, one good and one bad. Every health page repeats it and it makes the biology impossible to understand. There is one cholesterol molecule. The cholesterol in an HDL particle and the cholesterol in an LDL particle are chemically identical, and either could be swapped for the other with no difference whatever. HDL and LDL are not kinds of cholesterol; they are the vehicles cholesterol travels in, distinguished by their density, their size, the proteins on their surface and where they are going. A blood test reporting your LDL cholesterol is reporting how much cholesterol is riding in the low-density fleet. Once that is clear, the questions worth asking become askable: what are these particles for, why does one of them end up in artery walls, and what is the evidence that it matters.
What you should be able to do
- Describe cholesterol as a sterol and state four things the body needs it for.
- Explain what a lipoprotein is and distinguish LDL from HDL by composition and function.
- Describe the formation of an atheroma in sequence, from endothelial damage to a fibrous plaque.
- Explain how a plaque leads to angina, to a myocardial infarction and to an aneurysm.
- State precisely what the term 'risk factor' licenses you to claim, and what it does not.
- Account for why the evidence on LDL is regarded as causal while the evidence on HDL is not.
Cholesterol is not a fat, and it is not optional
Cholesterol is a lipid but not a triglyceride. It is a sterol: four carbon rings fused together, with a short hydrocarbon tail at one end and a single hydroxyl group at the other. That hydroxyl is the only polar part of an otherwise hydrophobic molecule, which is exactly the arrangement needed to sit in a membrane with its hydroxyl among the phosphate heads and its rings among the fatty acid tails.
Four jobs are worth naming. Cholesterol regulates the fluidity of every cell surface membrane you have, restricting movement of the phospholipids at higher temperatures and preventing them packing too closely at lower ones. It is the precursor of the steroid hormones — testosterone, oestrogen, cortisol, aldosterone — and of the bile salts that emulsified the fat in the previous lesson. And it is the starting material for vitamin D.
Most of it is not eaten. The liver synthesises on the order of a gram a day, while a typical diet supplies two or three hundred milligrams, and the liver adjusts its synthesis downwards when dietary intake rises. The rate-limiting enzyme of that synthetic pathway is HMG-CoA reductase, and inhibiting it is what a statin does — which is why statins lower blood cholesterol far more effectively than removing cholesterol from the diet does.
That regulation is why the long-standing advice to limit dietary cholesterol was dropped from several national guidelines around 2015: in most people, eating more of it produces a small rise in blood cholesterol and a compensating fall in synthesis. Eggs turned out to be a poor lever on the quantity everyone was trying to move.
Lipoproteins: the vehicle, not the cargo
Cholesterol and triglyceride are insoluble in plasma, which is mostly water, so they cannot simply dissolve and travel. They are carried inside particles built for the purpose.
A lipoprotein has a core of cholesteryl esters and triglyceride, wrapped in a single layer of phospholipid with the hydrophilic heads facing outwards, with free cholesterol among them and one or more apoproteins threaded through the surface. The apoprotein is the address label: it determines which receptors the particle can bind to and therefore where it is unloaded.
| Particle | Made by | Carries mainly | Delivers to |
|---|---|---|---|
| Chylomicron | Ileum epithelium | Triglyceride from the meal just eaten | Muscle and adipose tissue, via the lymph |
| VLDL | Liver | Triglyceride made in the liver | Muscle and adipose tissue |
| LDL | Formed from VLDL in the blood | Cholesterol, and little triglyceride | Any cell with LDL receptors |
| HDL | Liver and intestine | Protein, and cholesterol collected from tissues | Back to the liver |
LDL is the delivery service. A cell needing cholesterol makes LDL receptors and places them in its surface membrane; an LDL particle binds and the whole particle is taken in by receptor-mediated endocytosis and digested in a lysosome. A cell with plenty of cholesterol makes fewer receptors, so uptake is regulated by need, and LDL not taken up stays in the plasma.
HDL runs the other way. Nascent HDL particles are mostly protein and accept cholesterol from cell membranes, including from cells inside artery walls, and carry it back to the liver, which can excrete it in bile. That is reverse cholesterol transport, and it is where HDL's reputation came from.
The examinable comparison is not 'good and bad'. It is that LDL particles are larger, cholesterol-rich and delivering, while HDL particles are smaller, protein-rich and collecting, and that a high LDL concentration means more particles available to enter an artery wall.
How an atheroma is built
Atherosclerosis takes decades and happens in a fixed order. Fatty streaks are present in the aortas of many teenagers; the first symptom typically arrives in the sixth decade or later. Nothing in this sequence happens quickly except the last step, which happens in minutes.
It starts with damage to the endothelium, the single layer of cells lining the vessel. High blood pressure provides mechanical stress, particularly where arteries branch; chemicals in tobacco smoke, high blood glucose and a high LDL concentration all injure the lining as well. An intact endothelium is smooth and does not admit much.
Next, LDL particles pass into the wall beneath the endothelium and are retained there, where they are chemically modified — oxidised. Modified LDL is treated as damage rather than as cargo. White blood cells, monocytes, adhere to the activated endothelium and migrate into the wall, becoming macrophages, and take up the modified LDL through receptors that are not regulated by how much cholesterol the cell already holds. So they keep eating, fill with lipid, and become foam cells. A collection of foam cells is a fatty streak, and this is an inflammatory process from beginning to end.
Smooth muscle cells then migrate from the deeper layers of the artery wall, multiply, and deposit collagen over the accumulating lipid, forming a fibrous cap. The result is an atheroma or plaque: a lipid and cellular core under a fibrous cap, bulging into the lumen and reducing the space for blood to flow.
- Atheroma
- A plaque in the wall of an artery, consisting of lipid, foam cells and cell debris beneath a fibrous cap, which narrows the lumen and stiffens the wall.
- Thrombosis
- The formation of a blood clot inside a blood vessel, most often on a ruptured atheroma, which may block the vessel completely.
- Aneurysm
- A localised bulge in an artery wall that has been weakened, which may rupture and cause severe internal bleeding.
Two consequences follow, one gradual and one sudden. Gradually, a narrowed coronary artery delivers too little blood when demand rises, so the muscle it supplies runs short of oxygen during exertion and the person feels the pain of angina, which stops on resting.
Suddenly, the fibrous cap tears. Collagen beneath it is exposed to the blood, platelets adhere and release thromboplastin, thromboplastin with calcium ions catalyses the conversion of prothrombin to thrombin, and thrombin catalyses the conversion of soluble fibrinogen into insoluble fibrin, which forms a mesh trapping cells. That clot can occlude the artery within minutes. In a coronary artery the muscle downstream is deprived of oxygen, cannot respire aerobically, and dies: a myocardial infarction. In an artery supplying the brain the result is a stroke. A fragment breaking away and lodging elsewhere is an embolus.
A plaque also weakens the wall it sits in. An artery carries blood at high pressure, and a weakened section stretches, which thins it further and lets it stretch more: an aneurysm. Rupture of a large one, in the abdominal aorta, is usually fatal, which is why the NHS invites men to a single ultrasound scan in the year they turn 65 — the age and sex at which the condition is common enough for screening to find more than it harms.
Risk factors, and what the phrase permits you to say
A risk factor is a variable associated with an increased probability of a disease in a population. That is the whole definition, and it is worth being precise about what follows from it and what does not.
It licenses prediction. Knowing someone's age, sex, blood pressure, smoking status, cholesterol concentration and postcode allows a reasonable estimate of their probability of a cardiovascular event in the next ten years, and the tools used in general practice do exactly that. In the UK a ten-year risk above 10% is the point at which a statin is normally offered and discussed.
It does not license three things. It does not establish a mechanism — an association can exist because the factor causes the disease, because something else causes both, or because early disease causes the factor. It does not predict an individual: a risk of 12% means about twelve of a hundred similar people will have an event, and says nothing about which twelve. And it does not promise that removing the factor removes the risk, which is a separate question needing a trial or something as good as one.
| Cannot be changed | Can be changed |
|---|---|
| Age | Smoking |
| Sex: men develop it earlier | High blood pressure |
| Family history and specific inherited conditions | High LDL concentration |
| Ancestry: risk differs between populations | Diabetes and blood glucose control |
| Physical inactivity, diet and central obesity |
A case-control study published in 2004, covering around 15,000 first heart attacks in 52 countries, found that nine measurable factors accounted for the great majority of the risk of a first myocardial infarction in every region studied — smoking, blood lipids, blood pressure, diabetes, abdominal obesity, psychosocial factors, fruit and vegetable intake, alcohol and physical activity. Notice two things together: consistency across very different populations is powerful evidence, and it was still a case-control study, with everything that implies about recall and about choosing controls.
How the evidence was gathered, and what is still argued about
The claim that LDL causes atherosclerosis is about as secure as any causal claim in medicine, and the way it was established is worth knowing, because it is the model for what strong evidence looks like when a randomised trial of a lifetime exposure is impossible.
The first strand is a natural experiment. Familial hypercholesterolaemia is caused by a fault in the gene for the LDL receptor, so cells take up LDL poorly and the blood concentration is roughly doubled from birth. It affects around 1 in 250 people and, untreated, produces heart attacks decades early. The raised LDL cannot be a consequence of an unhealthy life, because it was set at conception.
The second strand runs the same logic the other way. Some people carry inactive versions of a gene called PCSK9 and have LDL concentrations around a quarter lower than average for their whole lives. Their rate of coronary heart disease is lower by far more than a quarter. Because the genetic variant is allocated at conception and is not associated with income, smoking or diet, this kind of analysis behaves like a randomised trial run by nature, and it is called Mendelian randomisation.
The third strand is intervention. Trials of drugs that lower LDL by unrelated mechanisms — statins, ezetimibe, PCSK9 inhibitors — lower cardiovascular events in proportion to how much LDL they lower. Genetics, mechanism and trials agree, which is the pattern that makes a causal claim safe.
Now the contested part, and it is instructive precisely because the same field produced both. HDL concentration predicts cardiovascular risk reliably: people with more of it have fewer events. But raising it has repeatedly failed to help. Drugs that raised HDL substantially did not reduce events, and one had to be abandoned when the treated group did worse. Mendelian randomisation tells the same story: genetic variants that raise HDL are not associated with lower heart disease, while variants that raise LDL are associated with more of it. The honest summary is that HDL is a marker of something protective rather than established as the protective thing itself, and 'good cholesterol' was always a slogan rather than a finding.
Dietary fat is contested at a different level. Controlled feeding studies, in which every meal is prepared and measured, showed decades ago that replacing saturated fat with polyunsaturated fat lowers blood LDL, and that part is not seriously disputed. What happens to heart attacks and deaths is less settled: a systematic review of the randomised trials found that reducing saturated fat intake cut combined cardiovascular events by about 17%, with no clear effect on death from any cause. What it is replaced with matters as much — unsaturated fat looks beneficial, refined carbohydrate does not.
Two episodes show how an evidence base itself can be distorted. Data from two large controlled feeding trials run in the 1960s and 1970s were only fully published after being recovered from the investigators' records forty years later, and showed that lowering blood cholesterol by changing dietary fat did not translate into fewer deaths in those trials. And documents recovered in 2016 showed that a 1967 review of sugar and heart disease in a leading journal had been funded, undisclosed, by the sugar industry, which chose the papers discussed. Neither overturns the biology. Both are reasons to ask who funded a study, whether it was registered before it began, and whether the result would have been published had it come out the other way.
TRY IT — Two claims, different footings
A student writes: 'HDL is good cholesterol and LDL is bad cholesterol, so raising your HDL and lowering your LDL will both reduce your risk of a heart attack.' Rewrite this as an accurate statement, and explain why the two halves of the original claim are not equally well supported.
Check your answer
Neither HDL nor LDL is a kind of cholesterol. They are lipoprotein particles distinguished by density and by the proteins on their surface, and the cholesterol carried in each is the same molecule.
An accurate version: a high concentration of cholesterol carried in LDL particles raises the risk of atherosclerosis, and lowering it lowers that risk. A high concentration of cholesterol carried in HDL particles is associated with lower risk, but raising it has not been shown to reduce risk.
The two halves rest on different evidence. For LDL, three independent lines agree: an inherited condition raising LDL from birth causes early heart disease, genetic variants that lower LDL for life are associated with much less of it, and drugs working by several different mechanisms lower event rates in proportion to how much LDL they remove.
For HDL, only the observational association exists. Trials of drugs that raise HDL have not reduced events, and variants that raise it are not associated with lower risk, which together suggest HDL marks something protective rather than being it.
The general lesson: an association that survives when the exposure is set by genes or by randomisation is on far firmer ground than one that appears only when people choose their own behaviour.
In the exam
- Never write 'good cholesterol' or 'bad cholesterol' in an answer. Write 'cholesterol carried in HDL' and 'cholesterol carried in LDL', and the biology behind the sentence becomes visible to the examiner.
- Atheroma questions want the sequence in order: endothelial damage, LDL entering and being modified, macrophages becoming foam cells, smooth muscle and collagen forming a cap, narrowing of the lumen. Marks are usually allocated per step.
- For a heart attack, the required chain is: cap ruptures, platelets adhere, clot forms, coronary artery blocked, cardiac muscle deprived of oxygen, respiration and therefore ATP supply fails, muscle dies.
- 'Risk factor' means associated with increased probability in a population. If a question asks whether a factor causes the disease, answer the question actually asked and say what further evidence would be needed.
Check yourself
A man of 58 has a total blood cholesterol concentration in the highest fifth for his age. His doctor tells him this is a risk factor for cardiovascular disease, and he replies that his father had the same reading and lived to 92. Explain, in terms of what a risk factor is, why both statements can be true, and what additional information would help.
Answer
A risk factor describes a population, not a person. Saying that a high cholesterol concentration is a risk factor means that among many people with that reading, more will have a cardiovascular event over a given period than among people with a lower one. It predicts nothing about any individual.
His father is one observation. A single person with a high reading and a long life is exactly what a probabilistic claim predicts will sometimes happen, so it is not evidence against the association.
Total cholesterol is also the wrong measurement to argue about, because it lumps together cholesterol carried in LDL particles, which is associated with disease, and cholesterol carried in HDL particles, which is not associated with it in the same direction. Two people with identical totals can carry very different LDL concentrations.
What would help is his absolute risk rather than one measurement: LDL specifically, plus blood pressure, smoking status, diabetes, family history and age, combined into an estimated probability of an event over ten years. That turns a risk factor into a number he can weigh against the benefits and drawbacks of treatment.
Questions
Question 15 marks
Describe the formation of an atheroma, in order, from the first damage to the artery wall through to a fibrous plaque.
Mark scheme
- B1 the endothelium lining the vessel is damaged — by mechanical stress from high blood pressure, particularly where arteries branch, by chemicals in tobacco smoke, by high blood glucose or by a high LDL concentration
- B1 LDL particles pass into the wall beneath the endothelium, are retained there and are chemically modified by oxidation, so they are treated as damage rather than as cargo
- B1 monocytes adhere to the activated endothelium and migrate into the wall, where they become macrophages
- B1 the macrophages take up modified LDL through receptors that are not regulated by how much cholesterol the cell already holds, so they keep eating, fill with lipid and become foam cells, and a collection of foam cells is a fatty streak
- B1 smooth muscle cells migrate from the deeper layers, multiply and deposit collagen over the accumulating lipid, forming a fibrous cap, so the plaque bulges into the lumen and narrows it
Question 24 marks
Explain how the rupture of an atheroma in a coronary artery leads to the death of cardiac muscle.
Mark scheme
- B1 the fibrous cap tears, so collagen beneath it is exposed to the blood and platelets adhere and release thromboplastin
- B1 thromboplastin with calcium ions catalyses the conversion of prothrombin to thrombin, and thrombin catalyses the conversion of soluble fibrinogen into insoluble fibrin, which forms a mesh trapping cells
- B1 that clot can occlude the artery within minutes, so blood no longer reaches the muscle downstream of the blockage
- B1 the muscle is therefore deprived of oxygen and cannot respire aerobically, so its supply of ATP fails and the cells die, which is a myocardial infarction
Question 34 marks
Compare LDL particles with HDL particles, referring to their composition, what each carries and where each takes it.
Mark scheme
- B1 both are lipoproteins, with a core of cholesteryl esters and triglyceride wrapped in a single layer of phospholipid carrying apoproteins, and the cholesterol inside each is chemically the same molecule
- B1 an LDL particle is larger and cholesterol-rich with relatively little protein, whereas an HDL particle is smaller and protein-rich, and since protein is dense that is why HDL is the denser class
- B1 LDL delivers cholesterol to any cell carrying LDL receptors, which take the whole particle in by receptor-mediated endocytosis, whereas HDL accepts cholesterol from cell membranes, including from cells inside artery walls
- B1 HDL carries what it collects back to the liver, which can excrete it in bile, so the two classes of particle run in opposite directions
Question 44 marks
Explain why the evidence that a high LDL concentration causes atherosclerosis is regarded as much stronger than the evidence that a high HDL concentration protects against it.
Mark scheme
- B1 familial hypercholesterolaemia is caused by a fault in the gene for the LDL receptor and roughly doubles the blood LDL concentration from birth, producing heart attacks decades early — and that raised concentration was set at conception, so it cannot be a consequence of how the person lived
- B1 people carrying inactive versions of PCSK9 have lifelong LDL concentrations about a quarter lower and far less coronary heart disease, and because the variant is allocated at conception and is unrelated to income, smoking or diet the comparison behaves like a randomised trial
- B1 trials of drugs lowering LDL by unrelated mechanisms lower cardiovascular events in proportion to how much LDL they remove, so genetics, mechanism and trials all agree
- B1 for HDL only the observational association exists: drugs that raised HDL substantially did not reduce events, and genetic variants raising it are not associated with lower risk, so HDL appears to mark something protective rather than to be the protective thing itself
Question 53 marks
State what kind of lipid cholesterol is, and state what the body needs it for.
Mark scheme
- B1 it is a sterol, not a triglyceride: four fused carbon rings with a short hydrocarbon tail at one end and a single hydroxyl group at the other
- B1 it regulates the fluidity of every cell-surface membrane, restricting movement of the phospholipids at higher temperatures and preventing them packing too closely at lower ones
- B1 it is the precursor of the steroid hormones and of the bile salts, and the starting material for vitamin D
Worth remembering
- Cholesterol is a sterol, the liver makes most of it, and membranes, steroid hormones, bile salts and vitamin D all depend on it.
- HDL and LDL are particles, not kinds of cholesterol: LDL delivers, HDL collects, and the density comes from the protein-to-lipid ratio.
- Atheroma begins with damage to the endothelium and ends with a fibrous cap; what kills is usually a clot on a torn cap, not the narrowing.
- A risk factor licenses prediction in a population, not a mechanism and not a prophecy about a person.
- LDL is regarded as causal because genetics, mechanism and drug trials agree; HDL is not, because only the observational association holds.