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Quanta and wave-particle duality

The wave theory had barely finished winning when it broke. A furnace calculation that ran off to infinity, a metal plate that ignored bright red light, and suddenly light was lumpy again, and matter was wavy, and physics had to learn to live with both at once.

Year 13AQA 3.12.2.4, 3.12.2.5, 3.12.2.6

Builds on The photoelectric effect and The nature of light.

IN THIS TOPIC

  • Describe the ultraviolet catastrophe and Planck's resolution in terms of quanta.
  • Explain the significance of Einstein's account of photoelectricity, and use de Broglie's λ = h/√(2meV).
  • Estimate the pd needed for atomic-scale electron wavelengths, and outline the TEM and STM.

WHAT YOU PROBABLY THINK

Waves are waves and particles are particles, and nothing is ever both.

The ultraviolet catastrophe

The trouble began in a furnace. Classical wave theory, applied to the radiation inside a hot cavity, made a clean prediction for the black-body curve, and the prediction was absurd: with waves free to carry any amount of energy, ever-shorter wavelengths should carry ever more of it, and the predicted intensity climbs without limit toward the ultraviolet. A glowing coal should blast out unlimited ultraviolet and beyond. It plainly does not, and the failure earned the name ultraviolet catastrophe.

The ultraviolet catastrophe: classical wave theory predicts the black-body curve climbing without limit at short wavelengths, while the measured curve, and Planck's quanta, turn over and come back downclassical theory blows upwhat is measuredwavelengthintensitythe ultraviolet catastrophe, and Planck's escape: E = hf
FIG. 1Classical theory against reality, both computed. The measured black-body curve turns over and falls; the classical prediction runs off the top of the chart toward short wavelengths.

In 1900 Max Planck found the escape, and disliked it. Suppose energy is not continuous but exchanged in quanta, indivisible packets of size E = hf. At high frequencies each packet is expensive, so the short-wavelength modes are starved of energy and the curve turns over, exactly as measured. Planck introduced h as a mathematical fix; what it meant, he left carefully alone.

Einstein and the photoelectric verdict

The meaning arrived in 1905, through the photoelectric effect met in the core course. Classical wave theory fails three ways there: it cannot explain the threshold frequency, since a dim high-frequency source ejects electrons while an intense low-frequency one never does; it cannot explain why emission is instant, with no time needed to soak up wave energy; and it cannot explain why brighter light changes the number of electrons but never their maximum kinetic energy.

Einstein's resolution took Planck's quanta literally: light itself travels as packets, photons of energy hf, and one photon deals with one electron, all or nothing. Every photoelectric observation follows at once. The significance is the point the spec names: electromagnetic radiation, so recently and so thoroughly proved a wave, also behaves as particles. The nature of light had turned again, this time refusing to settle on either answer.

Matter waves

In 1923 Louis de Broglie completed the symmetry with an audacious guess: if waves behave as particles, particles should behave as waves, with the same momentum relation

p = hλON YOUR DATA SHEET

For an electron accelerated from rest through a pd V, the momentum follows from eV = ½mv2, and substituting gives the working form for this option:

λ = h2meVNOT ON THE DATA SHEET — LEARN IT

WORKED EXAMPLE

The wavelength that matched the atoms

Find the de Broglie wavelength of electrons accelerated through 54 V, the setting of the Davisson-Germer experiment.

λ = h/√(2meV) = 6.63 × 10−34 / √(2 × 9.11 × 10−31 × 1.60 × 10−19 × 54).

λ = 1.7 × 10−10 m: the size of an atomic spacing.

That coincidence is the experiment. Fired at a nickel crystal, whose atomic planes form a natural diffraction grating on exactly this scale, the electrons produced diffraction patterns: particles, diffracting.

Electron diffraction rings shrink when the electrons speed up: a larger accelerating pd means more momentum, a shorter de Broglie wavelength and tighter rings50 V: slow electrons, wide rings200 V: rings half the sizeelectron diffraction through a thin crystalwaves diffract; speeding the particles up tightens the pattern
FIG. 2Low-energy electron diffraction rings, and the qualitative test the spec asks for: speed the electrons up and the rings tighten, because more momentum means a shorter wavelength.

The qualitative check confirms the formula's shape: raise the accelerating pd and the rings shrink, since faster electrons carry more momentum and therefore a shorter wavelength. Quadruple the pd and the wavelength halves. Waves of matter respond to a voltage dial exactly as de Broglie said they must.

Microscopes from matter waves

Duality pays its way in instruments. A microscope cannot resolve detail much smaller than the wavelength it uses, which condemns light microscopes at around 10−7 m. Electron waves shrug that limit off: a modest bench pd already brings λ down to atomic scale.

YOUR TURN

The TEM's working wavelength

Estimate the de Broglie wavelength in a transmission electron microscope running at 100 kV, before opening the working.

Show the working

λ = h/√(2meV) = 6.63 × 10−34 / √(2 × 9.11 × 10−31 × 1.60 × 10−19 × 105) = 3.9 × 10−12 m.

Thousands of times shorter than visible light, and at this pd the electrons are fast enough that the classical formula is itself starting to err, a warning the relativity lessons will make precise.

Two microscopes built on matter waves: the transmission electron microscope focuses electrons through a thin specimen with magnetic lenses, and the scanning tunnelling microscope feels a surface atom by atom with a tunnelling currentelectron gunmagnetic lensthin specimenmagnetic lensviewing screensharp tipatoms of the surfaceTEMSTMTEM: electrons pass through a sliver of specimenSTM: a tunnelling current maps the surface atom by atom
FIG. 3The two instruments. The TEM fires electrons through a sliver of specimen, focused by magnetic lenses onto a screen; the STM holds a sharp tip a nanometre above a surface and reads the tunnelling current.

The transmission electron microscope is a light microscope rebuilt for electron waves: an electron gun for the source, magnetic coils as lenses to focus the beam through a very thin specimen and project the transmitted pattern onto a fluorescent screen, all in vacuum. Denser regions scatter more electrons and show darker.

The scanning tunnelling microscope abandons lenses entirely. A metal tip sharpened to almost a single atom is held about a nanometre above a conducting surface, close enough for electrons to tunnel across the gap. The tunnelling current falls off so steeply with distance that atom-height bumps change it measurably, and scanning the tip across the surface maps it atom by atom.

TRY IT UNSEEN

The voltage for an atom

Estimate the anode voltage needed to give electrons a de Broglie wavelength of 1.0 × 10−10 m, the order of the size of an atom.

Show the working

Rearranging: V = h2/(2meλ2) = (6.63 × 10−34)2 / (2 × 9.11 × 10−31 × 1.60 × 10−19 × (1.0 × 10−10)2).

V ≈ 150 V. Atomic-scale resolution costs less voltage than a cathode-ray television: the reason electron diffraction was discovered by accident within four years of de Broglie's guess.

THE EXAM BIT

  • The ultraviolet catastrophe in one sentence: classical wave theory lets every wavelength carry any energy, so it predicts intensity rising without limit at short wavelengths, contrary to the measured curve.
  • Planck's move is about exchange: energy is emitted and absorbed in quanta of E = hf, starving the high-frequency modes. Say "quanta", and say what h prices.
  • The photoelectric failures of wave theory come in threes: threshold frequency, instant emission, intensity affecting number but not maximum kinetic energy. Einstein's photon answers each; the significance is light's particle nature.
  • λ = h/√(2meV) assumes acceleration from rest and non-relativistic speeds. Quote answers to two significant figures and expect "estimate" wording at high pd.
  • TEM and STM answers want principles, no engineering: magnetic lenses focusing electrons through a thin specimen for the TEM; a tunnelling current across a nanometre gap, mapped by scanning, for the STM.

CHECK YOURSELF

In a low-energy electron diffraction experiment the accelerating pd is doubled. Explain what happens to the ring pattern, and why an electron microscope can resolve detail no light microscope can reach.

Show a hint

Follow the chain pd, momentum, wavelength, and remember resolution follows wavelength.

Show the answer

Doubling V multiplies the momentum by √2, so λ = h/p falls by a factor of √2, and the rings shrink by that factor: faster electrons, shorter waves, tighter pattern.

Resolution is limited to roughly the wavelength used. Electrons at even 150 V carry λ ≈ 10−10 m, thousands of times shorter than visible light's 5 × 10−7 m.

So an electron microscope resolves atomic-scale structure that no arrangement of glass lenses ever could: wave-particle duality, turned into an instrument.

Planck priced energy at E = hf, and Einstein made the packets real: photons.

de Broglie reversed it, λ = h/p: matter waves, sharpened into microscopes.

WORKBOOK

Printable practice for this topic: original exam-style questions with room to work, and a fully worked answer book. Free to use; please do not redistribute or sell.

CHECK YOUR PROGRESS

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  • Describe the ultraviolet catastrophe and Planck's resolution in terms of quanta.
  • Explain the significance of Einstein's account of photoelectricity, and use de Broglie's λ = h/√(2meV).
  • Estimate the pd needed for atomic-scale electron wavelengths, and outline the TEM and STM.

Open the full revision checklist to track your progress across the whole unit.

No animated video for this topic yet; these notes stand alone. InkPhysics on YouTube.